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Recognition and Enforcement of Annulled Foreign Arbitral Awards

An Analysis of the Legal Framework and its Interpretation in Case Law and Literature


Claudia Alfons

When state A, in which an arbitral award was rendered, decides to annul the award in accordance with its national laws, it does not necessarily mean the award is effectively null and void. Rather, the initially prevailing party X may still be granted enforcement of the award in state B. The situation gets even worse, if a second arbitration is conducted in state A, this time rendering an award in favour of the former underlying party Y. Now party Y may in turn – successfully – seek the enforcement of the second award. This book aims to analyse the legal framework and the national case law resulting in such out-comes and gives recommendations how legal certainty may be assured – de lege lata and de lege ferenda.


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List of Abbreviations 13


13 List of Abbreviations Am. Rev. Int. Arb. American Review of International Arbitration Arb. Int. Arbitration International Quarterly BB Betriebs-Berater BGH Bundesgerichtshof Ch. Chapter Disp. Resol. J. Dispute Resolution Journal doc. Document ed Editor e.g. Example given EGV Vertrag zur Gründung der Europäischen Gemein- schaft E. S. P. Empresa de Servicios Publicos et al. Et alii et seq. Et sequens EvBl Evidenzblatt fn. Footnote HK Hongkong i. a. Inter alia ICC International Chamber of Commerce ICC Bull. ICC International Court of Arbitration Bulletin ICLQ International Comparative Law Quarterly ICSID International Centre for Settlement of Dispute Reso- lution i.e. Id est Int. Arb. L. Rev. International Arbitration Law Review IPRax Praxis des Internationalen Privat- und Verfahrens- rechts J. D. I. Journal du Droit International J. Int’l Arb. Journal of International Arbitration L.L.C. Limited Liability Company Ltd. Limited Mealey’s Int. Arb. Rep. Mealey’s International Arbitration Report 14 MüKo Münchener Kommentar zur Zivilprozeßordnung Nig. Nigeria No. Number OGH Oberster Gerichtshof OLG Oberlandesgericht para. Paragraph RCADI Recueil des Cours de l’Academie de Droit Interna- tional RCDIP Revue Critique de Droit International Privé RDAI Revue du Droit des Affaires Internationales RDI Revue de Droit International RdW Recht der Wirtschaft Rev. Arb. Revue de l’Arbitrage Rev. Crit. DIP Revue Critique de Droit International Privé RIS Rechtsinformationssystem RTD com. Revue Trimestrielle de Droit Commercial S. A. Société Anonyme Sec. Section S. P. Société Privé SZ Zeitschrift der Savigny-Stiftung . Tul. L. Rev. Tulane Law Review U. N. United Nations UNCITRAL United...

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