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Magic as an Element of Political Debate in the Historiography and Imperial Biography of the 1st -5th Centuries AD

A Study of Tacitus, Suetonius and Ammianus Marcellinus

by Justyna Migdał (Author)
©2023 Monographs 548 Pages

Summary

The book explores the hitherto rarely discussed connection of magic with politics in the writings of Tacitus, Suetonius and Ammianus Marcellinus, offering insight into the way language of magic and ritual pollution is used as means of characterization and historiosophical commentary on the nature of power and political struggle. Religious deviation and innovation, theurgy, necromancy, black and erotic magic, the topoi of an emperor-magician, a semi-divine emperor-healer/saviour and a witch/poisoner, all play an important role in the analyzed texts. Magic is depicted as a way of abusing the official state religion; every such abuse disturbs pax deorum and brings misery on both the perpetrator and the whole state.

Table Of Contents

  • Cover
  • Title
  • Copyright
  • About the author
  • About the book
  • This eBook can be cited
  • Contents
  • Preface
  • 1 Tacitus
  • Introduction
  • 1.1 The year of the four emperors
  • 1.1.1 On pollutae caerimoniae and prodigia
  • 1.1.2 Galba
  • 1.1.3 Otho
  • 1.1.4 Vitellius
  • 1.2 The Flavians
  • 1.3 The Annals. The first hexad
  • 1.3.1 Venus, the foundations of the principate and the language of magic
  • 1.3.2 Augustus and Livia
  • 1.3.3 Germanicus and Agrippina the Elder, victims of magic
  • 1.3.4 Tiberius
  • 1.4 The last Julio-Claudians
  • 1.4.1 Claudius and his wives
  • 1.4.2 Nero
  • Conclusions
  • 2 Suetonius
  • Introduction
  • 2.1 Julius Caesar: A preface to the Lives
  • 2.2 Augustus
  • 2.3 Tiberius
  • 2.4 Caligula
  • 2.5 Claudius
  • 2.6 Nero
  • 2.7 Galba, Otho and Vitellius
  • 2.8 Vespasian, Titus and Domitian
  • Conclusions
  • 3 Ammianus Marcellinus
  • Introduction
  • 3.1 Gallus
  • 3.2 Constantius
  • 3.3 Julian
  • 3.4 Valentinian and Valens
  • Conclusions
  • Epilogue
  • Appendix 1  Trials under Tiberius in the Annals
  • Appendix 2  Trials under Claudius in the Annals
  • Appendix 3  Trials under Nero in the Annals
  • Bibliography
  • Index

Preface

In the Roman world political debate1 started to be associated with magic in the turbulent times of reforging the state from the republican system of government to the imperial rule of the Caesars2. There have been two main streams of perceiving magic as a hostile and rebellious force. The first was linked with the cultus deorum and the threats to the established order posed by those who were seeking novelty or discovery of the things that were not supposed to be in the purview of a mortal man; and example of such a character is Nigidius Figulus3. The second stream was initially associated with women reaching for power that was denied to them in Roman culture and law, to assume the man’s role in everyday life and politics. This desire for control was inevitably coached in the language of erotic magic and quasi-magical persuasion4. By extension, political enemies started to be branded as effeminate witches themselves, or, occasionally, as men who could be easily controlled by the sorceresses surrounding them, i.e. their mothers, sisters, wives and lovers5. Gradually, the two streams evolved; apart from the female witch a male magician emerged, sharing her bloodthirsty, demonic and chthonic nature6. His opposite became the learned, all-powerful theurgist7. While the scholarship on ancient magic is enormous, its connection with the politics has not been yet sufficiently explored8. The aim of this book is though humbler than the overall analysis of the link between magic and political debate. I intend to concentrate on three selected authors and observe how their works reflect the discourse on magic and its relation to power. The choice of Tacitus, Suetonius and Ammianus Marcellinus allows me to explore two genres, historiography and imperial biography, as well as two vastly different time periods9.

Wiseman has argued, for many years, that ancient historiography10 is closer to poetry than what is nowadays understood as historiography; it is also highly rhetorical and mythopoeic11. I, as many of the scholars that are quoted and referenced in the following pages, fully agree with such a view of Roman historical and biographical writings. Hence I am using a method developed primarily for analysis and interpretation of poetry, i.e. the so-called close reading. Apart from the in-depth examination of vocabulary and structure of the selected works, I am contrasting them with other texts, be they poetic, dramaturgical, historiographical, judicial or magical in nature, and exploring their allusiveness. Occasionally I am also going beyond the analysis of the text itself, juxtaposing it with archeological evidence, in order to elucidate the magical or religious facet of the investigated passage.

While this book is about magic, I strongly believe that it is impossible to write about magic without giving any consideration to the matters of religion. There have been many attempts at trying to define the two phenomena and finding the difference between them12. The definition that I am adhering to is that for the Romans magic was, primarily, everything that was explicitly called as such, and, secondarily, every religious behaviour that did not conform with what was considered (either by the society at large, or by the writer whose work I am analyzing) traditional cultus deorum13. The second part of this definition may not be universally accepted, yet I believe the following chapters prove that both types of religious practices have been used by the writers in a very similar way, i.e. to create negative portrayal of the person to whom they are being attributed. A somewhat separate category is theurgy, which makes it appearance in the chapter on Ammianus Marcellinus. Yet even theurgy might illustrate my point further: some considered it magic, some the highest form of religion, capable of working miracles, establishing beneficial relations between the gods and the people, and immortalizing the soul of the theurgist. Thus the definition lies in the eye of the beholder (i.e. Tacitus, Suetonius and Ammianus Marcellinus) and our only hope of getting close to it is the investigation of how a given religious behaviour is presented by the writer, what function it plays in the text and how it reflects on the person who is performing it.

Finally, a note on the structure of this book. Each of the analyzed authors has a separate chapter devoted to their work; every chapter constitutes a distinct unity, with its own introduction and conclusions. Nonetheless, multiple links are established between the three writers. Suetonius and Tacitus share the same subject matter, albeit they discuss it through the medium of different genres, while Ammianus claims to be a continuator of Tacitus and does, in fact, share with him his overall attitude towards the importance of religion and its fundamental connection with politics. Due to the complexity of the trials described by Tacitus, I have added several appendices to elucidate their structure. The subchapters are named primarily on the emperors and selected members of their family, with the sole exception of two introductory sections in the Tacitean chapter, which had to be added to elucidate the complex vocabulary network of his works. Such a choice has been made since the narrative of all the three works concentrates primarily on the emperors themselves, with their opponents, Roman society and various barbarian tribes and foreign cultures described in relation to the emperors themselves. This is perhaps less visible in Ammianus, for whom the group characters, such as the people of Rome or the soldiers, are a much more visibly self-contained entities, yet even he constructs his narrative around the rulers he describes. Last but not least, it is worth to observe that the main body of the book and the notes are equally important parts of this thesis: they form parallel texts, amplifying and complementing each other, and some of the most important arguments are moved to the notes in order to keep the main narrative as clear and concise as possible.


1 The term “debate” presupposes discussion between at least two participants, usually with the aim of winning over the other side or convincing them of the superiority of one’s claims. The debate in this book takes place between the main actors of the political stage, as they are represented by Tacitus, Suetonius and Ammianus Marcellinus: the emperors, members of their families, various officials and generals, senators and citizens, slaves and freedmen, Romans and barbarians. The topic of the debate is almost universally power: in the analyzed texts, the religious policy and conduct of the leader has enormous influence on the wellbeing of the state and all its inhabitants. In the analyzed works the debate, or political strife, takes place between the ruling emperor and his rivals, be they the opponents of the new form of government, or pretenders for the throne. The nature of power and the connection between religion, magic and welfare of the state are also the subject of a discourse – or perhaps a diatribe – of the individual authors, an intrinsic part of their interpretation of Roman history; this kind of discourse can also be interpreted as a debate, one held between the imperial propaganda and the writer: in other words, the debate is meant as political polemic (however cryptic it had to be after the introduction of censorship in the Empire, it was still possible and regularly practiced; for example, the methods of such covert polemic employed by the elegists of the Augustan age are described in detail by Merriam 2006). Finally, there are some elements of debate between the authors themselves, for example in Ammianus Marcellinus’ allusions to Tacitus.

2 It is uncertain whether this was caused by the change of political system or the expansion of the Romans’ literary and intellectual interests, in particular their increased familiarity with the Hellenistic literature. Most scholars agree that it was the contact with the Greek culture that caused the literary theme of magic to evolve at Rome (see e.g. Tupet 1976:223–4, Graf 1997:37–9, Gordon 1999:164–5, Dickie 2001:27). The use of magic as means of denigration of the political enemies is already attested in the writings of Cicero (Dickie 2001:131–4).

3 Acer investigator et diligens earum rerum, quae a natura involutae videntur (Cic. Tim. 1); on Nigidius see also e.g. Dickie 2001:163–6, Rives 2006:63–4, Andrikopoulos 2009:23–8. On the emergence of learned magicians and their adoption at Rome in general, see Dickie 1999:163–94 and 2001:162–8. On the links of magic with sacrilege and impiety towards the gods see e.g. Beard, North and Price 1998:219–20.

4 Stratton (2007:71–105) discusses the evolution of the theme in Roman literature; she calls it mascula libido.

5 See below the sections on Tacitean portrayal of Nero and Claudius in particular. See also Stratton 2007:25.

6 See e.g. the chapter on Ammianus (in particular the portrayals of Gallus, Constantius and Eusebia); also Migdał 2012:127–46 for the analysis of emperor Justinian and empress Theodora in Procopius’ Historia Arcana.

7 See the portrayal of Julian (and his similarity to another miracle-worker with the imperial power, Marcus Aurelius) in the chapter on Ammianus; for the development of the concept of theurgy see Tanaseanu-Döbler 2013.

8 Massonneau (1934:119–32) provides a short account of such connections; I have also explored some of the magical trials in my M.A. thesis (Migdał 2006:47–105). Andrikopoulos (2009) studies the beginnings of the associations of magic with politics at Rome and goes on to discuss the Roman emperors as magicians, persecutors and victims of magic till the reign of Elagabalus. For the related discipline of astrology, the best study remains Cramer (1954). MacMullen gives also a short summary on magicians (1966/1992:95–127), as well as astrologers, diviners, and prophets (1966/1992:128–62). Gagé (2011) links the imperial cult and the notion of kingship with the rites of the Magi (i.e. the very Zoroastrian priests from whom the Greek, and later Roman, notion of magic sprang up), which, according to him, have been incorporated in the imperial propaganda since the times of Augustus.

9 The choice of these three authors has been dictated by several other factors as well. Cassius Dio, whose work offers equal depth of material, dedicated numerous books to pre-imperial history. Any analysis of his opus would have to include this part of Roman history, as comparison and background to his comments on the emperors and political debate under the empire. While I include some of Cassius Dio’s viewpoints and contrast him with Tacitus and Suetonius, when the occasion calls for it, I believe the detailed analysis of his works demands a separate study. Livy was excluded from the scope of this book on a similar basis: while his work reflects the situation under Augustus, the bulk of his writing is concerned with Roman past. As for Plutarch, we only have his biographies of Galba and Otho, and some small fragments of Tiberius and Nero; however, the scarcity of material is not the main reason I decided not to write about him. Any analysis of these biographies would require a closer look on not only the other lives preserved, but also the substantial bulk of Plutarch’s remaining writings (e.g. De superstitione, De Iside et Osiride, and many others); I believe a separate study would be preferable. Another work that comes to mind as a glaring omission is Historia Augusta. It was definitely written in the form of biography, but I have serious doubts on whether it can be cathegorized as historical biography: in my view, it is more a literary play, something closer to fictional biography, however much it describes (to a certain extent) real people. These doubts aside, there remains uncertainty around the date of its creation, some scholars move it even as far as the beginning of the 6th century. If we accept such reasoning, the title of this book would have to change and other authors writing after the fall of Rome, such as Procopius of Cesarea, would also need to be considered. There are of course many other writers who produced less voluminous works, such as the numerous breviaria. However, the problem with them is their brevity and lack of sufficient material for analysis: the breviaria usually do not mention magic at all. The choice of Tacitus, Suetonius and Ammianus Marcellinus allows the breadth of comparison, while being concise enough to remain a single-volume book.

10 I believe we can safely assume biography too.

11 Wiseman 1979; the arguments were repeated many times in his multiple writings, some of which are quoted in this book.

12 The summary of all the approaches could well constitute a separate paper, if not a book. Ogden said in his introduction to Night’s Black Agents that he would spare his readers “the narcissistic posturings about the definition of magic in an ancient context that ritually populate the introductions to parallel books, not to mention the childish, ponderous rehearsals of doxography that attend them” (2008:3), for any attempt at strictly defining magic is futile. Yet if the reader wishes to have a useful overview of the theories, from those posed by Plato, Pliny the Elder or Plotinus, through Frazer to the contemporary researchers such as Stratton, a useful introduction would be Otto and Stausberg 2014. Note that recently many scholars highlight the fluidity of the concepts of religion and magic. In ancient Rome, in particular, where the term religio originated from, its definition and contrast with magia, a word borrowed through Greece from Persia, is particularly fraught with difficulties. While the original meaning of religio might have been the mutual bonds (and obligations) between people and gods, it was not constant; Roman religion was not a defined doctrine with holy scripts documenting and fossilising the official dogma. It was meshed with politics and the evolution of society (see e.g. Asirvatham et al. 2001:xi–xii). The same can be said about magia: initially, it was identified with the foreign rites of the Zoroastrian magi, then it started encompassing other foreign religious practices and finally, all elements that did not seem to adhere to what was, at the moment, considered as part of the social construct called religion. Religio always includes a sense of rightness, of correct relationship with the gods (unless its sense is changed by some qualifying adjective), while magia retains the notion of being something foreign and outside of the religious norm. Yet there exists no clear division between the two terms, definitely not in the context of Roman society.

13 Religious innovation was considered the reason for the disruption of god and human law, see Livy 39.16.9, Śnieżewski 2000:102.

Chapter 1 Tacitus

Introduction

Magic in Tacitus cannot be investigated in separation from religion; it needs to be placed within the context of Roman religious norms and all the innovations introduced by the emperors. In the recent years there have appeared two major studies on religion in Tacitus. The first is Davies 2004, who writes about religion in the works of three major Roman historians, namely Livy, Tacitus and Ammianus Marcellinus. The section on Tacitus is not particularly extensive (143–225), but Davies argues there rather convincingly that the historian used allusive techniques to criticize the developments of the Roman religion over the course of the principate and postulated a need for religious reform. He discusses magic rather briefly in the section devoted to superstitio (165–70), banding it together with general credulity, astrology, dream interpretation and foreign rites, all of which he believes Tacitus might have summed up as follows: “such things might be appropriate to foreigners, or in ritualized contexts, but they are far from being appropriate conduct for a Roman” (170). While in general I agree with this succinct statement on Tacitean attitude towards superstitio14, it does not introduce much value to the study of magic in Tacitus and none at all to the analysis of how it was honed as a tool in the political debate. Another, much more detailed study has been written by Shannon-Henderson (2019) on the religion in the Annals: she concentrates on the connection of religion and memory, describing the gradual loss of cultic knowledge, which results in the ira deorum, increasing chaos and yoke of tyranny growing ever more pressing until the Romans’ servility is culminated with an idea to make Nero a living god at Ann. 15.74. She makes some passing comments on magic but does not devote to it any separate section (though astrology and oracles do receive one, 211–236). While the dissertation is full of discerning comments on many of the Tacitean passages, it does not bring any particular insight into magic as a theme in Tacitus. I owe my inspiration for how I am approaching the concept of magic in Tacitus to an entirely different, much humbler study: a relatively brief paper by Edwards (2012: 237–59) on the theme of devotio in the Histories. It has brought my attention to the ritual pollution depicted in the Histories and the attempts made to cleanse the state from its disease-like miasma. As I believe that the Annals and the Histories should be read as one work (the reason being they share common motives and describe, taken together, a continuous story, therefore the events transpiring in one part do have consequences in another), I naturally looked into the Annals to discover what caused the religious pollution of the Histories. The answer, as I will endeavour to show in this chapter, is not so much a loss of cultic memory, but a purposeful innovation and experimentation of the Julio-Claudian emperors (which notoriously involves all that Tacitus calls superstitio), driven by their desire to shore up their political power. Eventually, this policy does lead to oblivion and ignorance of the ancient Roman rites, for the Rome of Galba is a very different place from the Rome of Caesar. This lack of knowledge results in drastic consequences in the Histories, before a new dynasty arises, with another religious propaganda to shore up its power and fill the cultic gaps. Edwards taught me as well to pay close attention to the vocabulary Tacitus uses and to look for repetitive patterns in his texts, a lesson driven home by another inspiring scholar, Santoro L’Hoir, whose 2006 study of tragedy and rhetoric in the Annals (which is probably one of the works discussing most comprehensively magical motives and language in Tacitus) encouraged me to search for magic at the lexical level. The subsequent studies allowed me to come up with, I believe, an entirely original idea (I have not encountered it in any of my reading) that the divine patronage the Julio-Claudians chose for themselves (i.e. primarily Venus and Apollo) was the driving factor for the importance of magic and divination during their reigns, as well as a reason for the magical vocabulary present in the Annals and the prominence of magic in the political strife of the era. The loss of the majority of the Flavian books of the Histories precludes me from forming any definite theories, but I think that they have repeated the Augustan pattern: as I will show, Vespasian chooses an Augustan deity, Apollo, as his divine protector and channels his healing powers to cure the empire of its ills, exactly as Augustus did after the civil wars of his age. Tacitus uses the language of the imperial propaganda (i.e. the vocabulary of pollution and healing for the year 69 and the Flavians, vocabulary of carmina and Golden Age for Nero and what can be termed Venus-related vocabulary for all the Julio-Claudians), but perverts it to illustrate the distortion of reality caused by the tyranny of the emperors: what was intended as medicine could become poison, carmina can be both poems and magical spells or malicious slander, and the guardian deities, such as Venus and Apollo, may have a darker side and inspire a universal interest in magic and divination, including devious techniques of binding and manipulating others. Religion, misused as a tool of the imperial propaganda, may become a starting point for superstitio and socio-political chaos. Thus, though objectively speaking there is not much magic in the Histories, I am beginning my analysis with this chronologically earlier work, to show how Tacitus first established and developed his technique of appropriating official religious imagery and adopting it to his needs, a technique he mastered to perfection in the Annals.

1.1 The year of the four emperors

1.1.1 On pollutae caerimoniae and prodigia

The three out of the twelve15 presupposed books of the Histories are devoted to the description of AD 69, the “Year of the Four Emperors”, a fact which has often been found surprising16. Putting aside the matter of proportions17, I believe the fact that Tacitus chose to start his first major historical work with this particular year is telling us that he either found it to be of paramount importance or chose to present it as such in order to lay down the principles of his historical thinking and his perspective on the principate and the nature of imperial power.

Tacitus has been called by Haynes (2003: 19) a “critic of ideology” who, following in Plato’s footsteps, believes this very ideology to be history; “no alternative vision of an external reality exists in his texts”. As in the Cave, the public (“the prisoners”) see nothing but the shadows, “to which they apply the speech of the puppeteers, erroneously, since it is only an echo and is not related to the action of the shadows at all”. The subject matter of history is not the assembly of objective facts, nor even the minutely and consistently described components of the facts’ ideological image; it is “the process of image-making itself”. The most important question Tacitus attempts to answer is not what happened, but how what happened was seen by those who witnessed it18. If Haynes is right, then what we might find in the first three books of the Histories is not merely a description of what amounts to a civil war or a careful analysis of how this year has shown the weaknesses of the principate as a political model, torn by the struggle between two opposing concepts of imperial power: the traditional one based on “ancient” Roman values and the “eastern”, or perhaps “Hellenistic” one, based on novel cults, astrology and even magic. What we may find instead is the description of these two models expressed in the language which might have been used by the ideology-makers themselves. While it is not the purpose of the present study to investigate the overall ideology and vision of history presented in Tacitus’ work, I believe a more careful analysis of these three books and the language used therein may bring us some insight fundamental to the understanding of the role of magic and astrology in both the Histories and the Annals.

The introductory paragraph of book 1 contains some of the usual prefatory topoi, including the subject matter and scope of the work, as well as the writer’s credentials and purpose, yet none of them are introduced in a straightforward manner. The sense needs to be deduced from Tacitus’ critic of other authors and subjects19. The facts relayed directly made the historical truth in other (purposely unmentioned) works damaged beyond repair (infracta)20. It can be inferred that Tacitus does not want to repeat this mistake; a bit further on he adds that those who profess uncorrupted fidelity must speak with no love and no hatred21. If neither the direct facts, nor a positive or negative interpretation of them is to be presented by a historian, one wonders what is supposed to be the subject of history. Tacitus does not say, at least not in this paragraph. Yet the next two passages are devoted to “negative” and “positive” events of the era, painted in broad strokes (the length of the “positive” paragraph, 1.3, is roughly half of the “negative” one)22. This “table of contents”, among other things, introduces two themes that will reoccur throughout his work and are of a particular importance for this study: pollutae caerimoniae, magna adulteria (on the negative side) and caelo terraque prodigia et fulminum monitus et futurum praesagia, laeta tristia, ambigua manifesta (on the positive side).

The metonymical sense of caerimoniae is “religious rites, ceremonies, or observances” (OLD 3). In singular, it also signifies either “sanctity”, or “reverence (for the gods) as shown by acts of worship” (OLD 2). Tacitus uses all these meanings throughout his work. Yet the plural, employed in the preface, seems to be of particular importance. In Hist. 2.91 Vitellius, on becoming a pontifex maximus, issues an edict that a public religious ceremony (caerimoniae publicae) is to be held on the day which for centuries has been considered as infaustus, unlucky. Tacitus calls him completely ignorant of any human and divine law23, nor are there any among his entourage (freedmen and private friends) who can advise him, so he acts as among drunken fools24. Though the word pollutae is not used here, it is hinted that this was a sacrilege.

It is curious to note that the day in question was XV Kalendas Augustas (18th July). The word Augustus/a appears in two preceding passages: in 2.89, where Vitellius mounts the Capitol and bestows there the title of Augusta on his mother, and in 2.90, where Vitellius himself is gifted with the name of Augustus by vulgus, the mob of Roman people who neither care nor are able to distinguish truth from falsehood: they behave as they were taught to behave, shouting the common-phrase flatteries at whoever is indicated to them. I believe this sequence of mentioning Augusta/us three times in a row is not accidental. This is an indictment on the imperial system: the emperor is firmly ruled by a woman (in this case, the mother)25, he himself rules over ignorant populace (both the lower and upper classes)26 and ancient order (both religious and political, as these were firmly linked) is forgotten, causing enormous confusion, with no new order truly established and enforced. The fundaments of the new imperial order laid down by Augustus seem to crumble once the Julio-Claudian dynasty ended. The model represented by both Otho and Vitellius who try to follow in Nero’s footsteps27 is not sustainable. It seems public religion (including the system of omens and lucky/ unlucky days) is one of the aspects that required a reform – whatever existed before, became polluted.

Caerimoniae are used two more times in the extant text of the Histories. In 2.3 they refer to the sacred rites of Paphian Venus, in 4.83 to the cult of Serapis in Alexandria. Both are connected to Vespasian and his ascent to power and will be investigated in more detail in the following section. Suffice it to say at the moment that both cults were established by local kings (Aerias or Cinyras in Paphos, Ptolemy Soter in Alexandria), in both cases external, foreign religious authorities were consulted on the form of the rites (in Cyprus the reformer was Tamiras of Cilicia, who introduced the local art of divination, in Alexandria it was Timotheus, an Athenian from the family of the Eumolpidae who were holding hereditary high offices in the mysteries of Eleusis; said Timotheus introduced the cult of Father Dis, based on Ptolemy’s prophetic dream), in both cases the rites were taken over in due course by the locals (in Paphos, the descendants of king Cinyras, in Alexandria, the Egyptian priests28) and in both cases there is some uncertainty in Tacitus’ times about origins of some rites or even the whole cult (the form of the cult statue in Paphos and the manifold rival theories on Serapis’ origin) . Additionally, it is worth to remember these two passages are the only aetiological excurses on the cult of gods in the whole (extant) Histories29. I believe they foreshadow the religious innovations introduced by the Flavians (foreign cults incorporated into the official religious system of Rome to support the power of the dynasty). Moreover, it seems to me that the usage of the word caerimoniae is not accidental. Both the local cults examined have been “polluted” with the passage of centuries, so that they no longer exist in their original form and much of knowledge relating to them is lost. This brings to mind pollutae caerimoniae of the preface.

Looking back to 1.3, pollutae caerimoniae is followed by magna adulteria. This is generally thought to depict the story of the Vestal Virgins: by having sexual intercourse (adulteria) despite their vows of chastity they have committed a sacrilege or “polluted the rites”. This is undoubtedly a correct reading, yet Tacitus is a master of double entendre. I have already shown above how significant the phrase pollutae caerimoniae is: it indicates the lamentable state of the current religion and, viewed in the context of the further passages I have analyzed, foreshadows the religious change under the Flavians. I believe that the addition of magna adulteria further strengthens this effect. Adulteria in general means “adultery” (and that is the meaning Tacitus always chooses30), occasionally “immodesty”. There is also another meaning: ingrafting, inoculating (of plants, e.g. Manil. 5.266; also in the work of Tacitus’ friend, Pliny the Elder: Hist. Nat. 7.2). Finally, there exists a metaphorical sense “adulteration, modification”31. Thus the second possible translation of the phrase is “polluted rites, great religious alterations”, with the added sense of a foreign cult being “grafted” onto Roman religion, thus forming a new “plant” bearing better “fruit”.

While we have only three instances of caerimoniae in the Histories, the word appears with much greater frequency in the Annals (16 occurrences). In 1.54, there is a sense of religious change, with the new collegium of Augustales created by Tiberius (he himself, Drusus, Claudius and Germanicus are among the members) for the imperial cult of gens Iulia. As in the Histories, the emperor uses new rites as a basis of imperial power. Let us consider the remaining examples: 1.72, where Tiberius apparently disapproves of Germanicus participating in a funeral and thus contaminating himself; 3.58. where Tiberius postpones an enquiry into flamen Dialis’ complaint, who appeals to be granted the same freedom of departing Italy as other Flamen priests enjoy – again, Tiberius is against religious change, though in 3.59 he has no scruples to modify the ceremonies already established to celebrate the granting of tribunitial power to Drusus (criticizing most vehemently the alterations from Roman tradition, i.e. the gold lettering); in 3.60 he sorts out the laws regarding the right of asylum in the Greek cities, again fighting against religious deterioration (often based on superstitio); in 3.61 the delegation from Ephesus states that the Romans have always protected their ceremonies; in 3.71 Tiberius is associated with the investigation in the placement of the temple of Equestrian Fortune and ascertaining that the city of Rome helds supreme jurisdiction over the religious matters of the whole Italy; in 4.16 Tiberius offers his view on why there are currently issues with finding a replacement for flamen Dialis (the flamen’s wife was removed from the jurisdiction of her father) and makes a new law (the wife is still to remain under the power of pater familias); in the same passage, he employs monetary persuasion (by granting two million sesterces to the new Vestal, Cornelia) to make the senators more eager to perform religious offices (promptior animus foret ad capessendas caerimonias); in 4.36 the city of Cyzicus in Phrygia is charged with neglecting the Augustan cult (incuria caerimonibus divi Augusti); in 4.55 Tiberius refuses Ephesus and Miletus the honour of rising a temple for him (the Asiatic cities decided so in 23 A.D, see Ann. 4.15) as they are already well-established centers of the cult (caerimoniae) of Apollo and Diana; in 4.64 a bust of Tiberius is the only thing left unscathed by a raging fire on the Caelian Hill and it is deemed (by the senate) worthy to increase the religious significance of the place where the gods had shown the emperor such a favour (augendam caerimoniam loco, in quo tantum in principem honorem di ostenderint)32; in 6.12 Tiberius criticizes the actions of Caninius Gallus, one of the quindecemviri sacris faciundis responsible for the Sibylline books and foreign cults, who, via a young plebeian tribune Quintilianus, proposed to the senate the addition of another Sibylline book to the official collection, which notion was passed over without the emperor’s knowledge (and without adherence to the rules set out by Augustus; as one of the quindecemviri, Gallus should have been aware of the existing religious rules, scientiae caerimoniarum) and had to be revoked by Tiberius and passed over for further investigation by all the quindecemviri. It becomes evident that under Tiberius the word caerimoniae is used mostly to emphasize Roman religious tradition in its Augustan version. Tiberius definitely has no qualms about modifying certain aspects of the cults, but whatever he does is done as a continuation of Augustus’ work and can be written into the frames set by the true builder of the new imperial regime. He does not feel any need for innovation.

There are four more instances of caerimoniae present in the extant Claudian and Neronian books; a definite diminution of frequency can be noted. In 11.11, in reference to the Secular Games organized by Claudius, Tacitus makes a rare comment about himself, admitting that at the time of ludi saeculares organized by Domitian he was a praetor and a member of quindecemviri and thus learned in the religious rituals (officia caerimoniarum). In here Tacitus tells his readership explicitly of his knowledge of Roman religion, establishing himself as an authority. He also mentions the manner of calculating the time of the Ludi, though he does not go into any details, saying he already discussed this in the Domitian books (sadly lost). We know from elsewhere that Claudius adopted a more ancient way of calculating the time of the games (i.e. counting 100 years as a saeculum, instead of a Sibylline saeculum introduced by Augustus). It seems that, contrary to Tiberius, Claudius wanted to revert to the religious rituals closer to their “ancient” form, not those reinvented by Augustus. The next instance of caerimoniae seems to confirm this: in 11.15 Claudius wants to establish a collegium of haruspices, so that this ancient art is not lost. Their advice, Claudius says to the senate, was often used to renew religious ceremonies, making them more similar to how they were practiced in the past; thus, the rites could be cleaned of changes introduced by negligence and foreign superstitions (externae superstitiones).

The last two instances of caerimoniae refer to breaking the sacred rules. The first such infraction (14.22) is committed by Nero himself when he bathes in a sacred spring (aqua Marcia) and thus commits a sacrilege. Curiously, the man who built the aqueduct and the spring, Quintus Marcius Rex, was an ancestor of Julius Caesar33. The aqueduct was rebuilt and enlarged by Augustus34. Tacitus attributes Nero’s deed to his passion for luxury (nimia luxus cupido), but the spring was probably associated in Roman minds with the founders of the imperial dynasty. Nero is not only committing a sacrilege, but also disdaining what was built by the founders of the new regime. The whole passage in which Nero’s bath is described begins with the appearance of a comet, portending the change of kingship (in the opinion of the crowd; de quo vulgi opinio est, tamquam mutationem regnis portendat). The rumours indicate even a certain man (Rubellius Plautus) with Julian blood in his veins as a possible successor and they gain momentum when a flash of lightning disturbs one of Nero’s dinners in his countryside villa Sublaqueum, in the vicinity of Simbruine lakes. As we learn from Tacitus himself, the emperor Claudius built a new aqueduct, bringing the water down from the Simbruine hills (Ann. 11.13). Nero promptly advises Rubellius Plautus to retire to his family estates in Asia and then takes his bath in the sacred spring. Viewed in this context, this is not solely a sacrilege, but rather an act of defiance, a declaration of what the emperor thinks about the rumors of his pending demise. Nonetheless, Tacitus quips, the emperor’s resulting illness surely proved the anger of the gods at such an action.

The second instance under the reign of Nero does not relate to the emperor himself, but to Thrasea Paetus, through the voice of his accuser, Marcellus, who postulates that Thrasea, by distancing himself from the public life, has committed treason and openly became a public enemy, who defies the institutions and rites of the ancestors (16.28)35. Let us look more closely at Thrasea’s sins. He spoke against luxury (Ann. 13, 49, the matter of gladiatorial games organized by the Syracusans), one of the favourite indulgencies of Nero (referred to in the previous caerimoniae passage, 14.22). He denied Nero adulation when it was announced that his and Minerva’s golden statues were to be erected in the curia and that Agrippina’s birthday was to be announced as unlucky (14.12)36, leaving the senate building. He postulated clemency in a treason trial for crimen laesae maiestatis (14.48, prosecution of Antistius Sosianus). He spoke once again against adulatio during the trial of Claudius Timarchus (15.9, see Rudich 1993:76–8 and the explanation of Thrasea’s “theory of small deeds”, i.e. “the belief that if vices on the periphery of public life are eliminated, there is hope of some improvement in the center”). After this incident, Thrasea seemingly disappeared from public life. In 15.23 Nero gave him a formal warning (forbidding him to participate in the congratulatory deputation of the senate upon the birth of Nero’s daughter); in the same passage we learn that Nero reconciled with Thrasea (or so the emperor claimed), an action which prompted Seneca to congratulate him. Then there is silence and Thrasea’s name is not mentioned until his trial. It seems that all Thrasea’s infractions were presented by Tacitus as “minor deeds”; his prosecutors pointed at his distance from public life and silence as his main faults and proofs that while he stopped loving his country long ago, at that time he does not even deign to look at it (ea civitate, cuius caritatem olim, nunc et aspectum exuisset). This phrase seems strangely reminiscent of Thrasea’s conduct towards Nero: at first, he did not show him any love, later he did not even want to look upon him. It seems Tacitus may point here to Nero’s whimsical need to be adored. Thrasea’s crime was the fact that he never worshipped or praised Nero. Nero’s reaction was extreme and irrational (a death sentence), as irrational as was his reaction to the rumour about the lightning at Sublaqueum (desecrating the holy spring). It seems the word caerimoniae bears no direct reference to Nero’s religious policy – yet it is linked with Nero’s two defining qualities: the love of luxury and the desire for the adulatio of his own person, as if he were a living god. Perhaps therein is hidden the veiled reference to Nero’s agenda: he considers himself a god. In this light, his bath is no sacrilege and Thrasea’s crime is of a religious nature (a refusal to adore a god).

Let me now return to the “positive paragraph” of the “table of contents” mentioned in Tacitus’ preface, wherein there is contained the following phrase: caelo terraque prodigia et fulminum monitus et futurum praesagia, laeta tristia, ambigua manifesta (1.3). Much has been written about prodigies in Tacitus. Syme believes that they were a staple element of annalistic history and hence their presence in Tacitus’ Histories and Annals; he explained their intensification in the latter books by the author’s need to counterbalance the progressing deviation from the former political system37. Yet the prodigies figure prominently in the preface to Histories as one of the subjects to be discussed. Why are they mentioned here? As I said before, they are a natural conclusion to what is written earlier in the paragraph: calamities evoked a noble (in accordance with the ideals of the Republic) response from the citizens (e.g. wives following husbands into exile or slaves defying torture and staying loyal to their masters) and gods (prodigies on the skies and earth, the warning strikes of thunderbolts and prophesies of the future – no less a traditional response from the times of the Republic). Tacitus seems to trace here the signs of old Republican mentality, morals, and religion, which could be still seen despite the turbulent times. He indicates that the human reactions were restricted to the private sphere (faithfulness between family members, courage of an individual when faced with death). Perhaps this is a hint that there is also where the traditional signs from gods were increasingly belonging. The prodigies were no longer properly expiated; in fact, they were often thoroughly ignored by the ruling emperors38. It seems that Tacitus hints here that Rome was changing; there remained but traces of the old Republican beliefs and moral values, no longer upheld by the state. This theme is developed further in the next books of the Histories: after the fall of the Julio-Claudian dynasty, the state, including the state religion, is being reimagined. Eastern cults and religious practices take an increasingly central stage in the imperial propaganda.

There is another important point that should be considered regarding the presence of prodigia in Tacitus’ preface. The word prodigium is used sparingly in both Histories (5 times, including the already discussed occurrence in the preface) and Annals (6 times). I believe it is worth to have a closer look and see in which contexts it comes up. The first occurrence after the preface is in 1.86. Otho is still in power, yet Vitellius is already gathering forces to march on Rome. He even sends his spies to the city39 to learn where lay the sentiments of different parties. The atmosphere in the senate is tense, Rome is gripped by terror of the uncertain future. In this precise moment Tacitus places one of the longer continuous descriptions of prodigies in his extant work, filling with it the whole paragraph 1.86. He relays the rumors spread by various people (diversis auctoribus vulgata) and comments that, apart from what he mentions, many other reports were made of things which in more simple ages were observed even in peace, but currently are noticed only in times of fear40. The prodigies that Tacitus actually mentions are: in the vestibule of the Capitol goddess Victory let the reins of her chariot fall from her hands; a being larger than a human ran out of Juno’s temple; the statue of Divus Iulius turned from west to east in broad daylight; an ox spoke in Etruria and animals gave birth to strange offspring. Majority of these are the standard staple of prodigies, yet in the very middle Tacitus smuggles a tidbit about the future of the imperial power: the shift will happen from the West to the East. He hints that the new emperor will not come with the armies from Germany, but those from the Eastern provinces, yet he does not link it anywhere with the name of Vespasian, in contrast with how Suetonius reports the same sign41. The prodigia are firmly linked with Vitellius and with the fear his coming evokes.

The remaining three instances of prodigium occur in relation to two revolts, one in the West, in Germany, by Civilis42, the other in the East, in Judaea, by the Jews. In 4.26 an unusual draught caused the level of water to drop significantly in Rhine so that it became unnavigable, hampering the food supply for the Roman army and enabling the Germans to ford the river, if unprotected. Thus more soldiers, on much reduced rations, had to be stationed along the river. In such a situation the legionaries interpreted what in the time of peace would have been considered a natural phenomenon as a prodigium and a sign of gods’ wrath43. The wording alludes clearly to 1.86 (in pacenunc/ in pacetunc). The second “Western” occurrence is placed in the speech of Vocula (4.58), the commander of Legio XX Primigenia, stationed in Lower Germany and loyal to Vitellius. The situation at that moment is precarious: Vitellius suffered a military defeat that clearly destroyed his chances to gain imperial power; Vespasian is already marching on Italy; Civilis reveals that he fights for independence, not for Vespasian – after the murder of Marcus Hordeonius Flaccus at the hands of his own soldiers, the Gallic tribes along the upper Rhine and Moses, led by Julius Sabinus, join the Batavian revolt. The leaders of the Gallic auxiliary forces, Classicus and Tutor, abandon Vocula, leading their forces away from the body of the army and fortifying themselves nearby. Vocula understands the gravity of the situation, but instead of running away he faces the soldiers and gives them his last speech. He calls their future act of treason (i.e. following Civilis and Classicus and supporting them in their invasion of Italy) a prodigium. The sense is primarily a “monstrous, unnatural crime”. Yet here I believe it is also an allusion to the previous “prodigy” of the Batavian revolt. The army would turn here against Rome which it used to defend, as the rivers, which also used to defend the Roman territory, turned against the Empire in 4.26. We should also keep in mind the fact that the very revolt of the Batavians and Civilis occurred because Vitellius took the troops from the borders to march on Rome: the protector turned against what he used to protect, exposing the state to external danger.

Finally, prodigia are mentioned in 5.13, this time in the East. Titus is holding Jerusalem under siege. After two initial years of conquest, led by Vespasian, majority of the land was in Roman control; Titus was sent to finish the work after the situation in Italy stabilized. In the intervening year (5.12) the population of the city, overflowing with refugee rebels from all over Judea, engaged in bitter internal struggles: three separate sections were led by Simon (holding most of the walls), John (holding major part of the inner city) and Eleazar (holding the temple). John, by subterfuge, slew Eleazar; then, faced with forces of Titus, he united with Simon. It might be worth noting that this internal struggle took place in the same year as the civil strife in Rome and that there were as well three main contestants for power (in Rome we had of course Galba, Otho and Vitellius), one of which was, according to Tacitus44, murdered by the proponents of another faction (as was Galba, by the Praetorian Guard, on the instigation of Otho).

In this moment evenerant prodigia. Contending armies can be seen in the skies, weapons glowing reddishly and a sudden fire from the clouds that illuminates the temple. Of course, knowing the fate of Jerusalem, these signs are easy to interpret. I believe though that they also bring us again to what was happening in Rome: civil strife (the hosts and the bloody arms) and burning of the Capitol (Hist. 3.71). The burning of Capitol is one of the events mentioned in the preface to the Histories: ipso Capitolio civium manibus incenso (1.2), which gives us a hint that it is an important theme. Note here that Capitol burned while Vitellius’ supporters were defending themselves from the Flavians. Tacitus says that it is uncertain who actually started the fire, the defenders or the attackers, though the most common view lays the blame on the defenders: hic ambigitur, ignem tectis obpugnatores iniecerint, an obsessi, quae crebrior fama, dum nitentis ac progressos depellunt (Hist. 3.71). Further on he mentions that the Capitol burned with its doors closed, undefended and not pillaged (clausis foribus indefensum et indireptum conflagravit, Hist. 3.71). Sadly, we do not have the description of the Temple destruction in the extant text of Tacitus; it might have been interesting to see if there were any allusions to the Capitol. Yet other surviving accounts all tell us that it was the attackers who destroyed the Temple. Josephus says that this happened against Titus’ orders (Ant. 6.128; 6.241). Sulpicius Severus, writing in early 5th century, quite the opposite (Chron. 2.30.6-8). It has been argued45 that Sulpicius based his account on the lost books of Tacitus. Be that as it may, involuntary or intentionally the Romans (attackers) destroyed the Temple. This may be read as an allusion: another temple (the Capitol) was also destroyed by its attackers; as we have seen, Tacitus distanced himself from the prevalent opinion who laid the blame on the Vitellians (crebrior fama)46; perhaps here he obliquely hints at his true views on the matter.

After these three prodigia, Tacitus gives us another, perhaps more surprising one: the doors of the Temple open on their own account and a superhuman voice cries excedere deos; at that moment there is heard a great stir of those who leave47. It is curious that he uses here a plural form of deus, despite the fact that he was perfectly aware Judaism was a monotheistic religion (he says that explicitly himself, several passages earlier: Iudaei mente sola unumque numen intellegunt, 5.5). At first glance, the phrase brings to mind the Roman practice of evocatio, i.e. ritual summoning of the enemies’ gods and bringing them over to the Romans’ side, which disappeared with the end of the Republic48. It has been a sure sign of a city’s downfall in Roman literature, most importantly in Vergil, Aen. 2.351 (excessere omnes… Di). It has been argued (Heubner 1994, comment on 5.13) that by analogy to Vergil Tacitus used the plural to introduce the trope “the departure of the gods equals the destruction of the city”, a view developed further by Heynes: “the gods are plural here because Tacitus prefigures that destruction and the enfolding of the Jewish God within the structure of Roman religio and its gods, in the manner of the evocatio ritual” (2003:143)49. Heynes uses this passage in her argumentation that Tacitus presents the beginning of Vespasian’s reign as a turning point in Roman ideology, a shift from the Republican religio (where “power invested in secular and religious authority is fragmented, and the gods can be invoked either as symbols of individual civic functions, or as universal or rhetorical ideals”, 2003:146; no one needs to actually believe in them) to Imperial superstitio (where divinization of a mortal man, an emperor, is part of the state agenda and needs to be believed by the citizens in order to endow the said emperor with power). I will return to this point further in my study; for the time being let me say that I fully agree. Yet in this particular expression (excedere deos) I would not disregard the Vergilian allusion: it is a further link between the Temple of Jerusalem and the Roman Capitol (after all, Rome was the new Troy, as per the Aeneid and the Augustan propaganda). Perhaps the plural is used as an allusion: the old gods who used to be the fundament of the state (quibus imperium hoc steterat, Aen. 2.351) are, with the advent of the Flavians, leaving the Capitol as well.

There might be additional reason behind Tacitus’ usage of plural deos. I believe evocatio is another link between this passage and the prodigium in 4.26 wherein the rivers who used to defend the empire turn against it: stealing the favour of tutelary deities was actually the purpose of the Republican ritual. Of particular note is the phrase in Civilis’ exhortatory speech to his troops in 5.17: Rhenum et Germaniae deos in aspectu; quorum numine capesserent pugnam. He indicates that the Batavians are now protected not only by the gods of Germania, but also of Rhine, which implies that the deity of Rhine changed sides50. The plural form of deos is used both in Civilis’ speech and the “speech” given by the inhuman voice in 5.13 (excedere deos).

The Jews do not interpret prodigia as the Romans would. They see only evidence of their own ancient prophecies being realized, i.e. that men coming from Judaea will rule the world (Dan. 2.44). Ironically, this is exactly what happened, though the men in question were Vespasian and Titus. This is what Tacitus points out himself (quae ambages Vespasianum ac Titum praedixerat, 5.13), adding a comment that the common people, as is the way of human desire (cupido), interpreted these great fates in their own favour and could not be made to see the truth even by adversity51. Let us compare this fragment with several other passages from the Histories: 1) 1.22 cupidine ingenii humani libentius obscura credenda, of Otho, willing to believe the astrologers that tell him he will become an emperor; 2) 2.2 illum cupido incessit adeundi visendique templum Paphiae Veneris, of Titus, seeking knowledge of his future; 3) 4.82 altior inde Vespasiano cupido adeundi sacram sedem ut super rebus imperii consuleret, of Vespasian, wanting to learn if he will become emperor. It seems cupido is routinely associated with the personal belief in superstitio as a basis for imperial power. While it fails Otho (who turns to astrologers, as certain emperors of the Julio-Claudian dynasty did), it does not fail the Flavians, who turn to Eastern cults.

Incidentally, solely four times in the Histories Tacitus uses prodigus, a word which phonetically resembles prodigium, though it is derived from an entirely different root52. In Hist. 1.62 Tacitus mentions that Vitellius behaves as if he were already an emperor (fortunam principatus praesumebat), feasting lazily (inerti luxu ac prodigis epulis). A very similar phrase is used in Hist. 2.95: prodigis epulis et sumptu ganeaque (lavish feasts and expensive gluttony); again the phrase is associated with power – it is the only way to rise in the emperor’s court (unum ad potentiam iter). Between these two passages (Vitellius seeking power and having obtained it), there is another, “transitory” mention: Otho sends Vitellius numerous letters, trying to stop his revolt and offering him money, grace and any resting place he chooses for spending his profligate life (prodigae vitae; 1.74). As we can see, all these passages are associated with Vitellius and power. The fourth fragment in the Histories is a bit more problematic: it describes inopi iuventa senex prodigus (1.76), a prodigal old man after a youth of poverty. It does not refer directly to Vitellius, but to Manlius Valens, the legate of Legio I Italica, who sided with Vitellius in his revolt (1.59), yet never enjoyed his favor due to secret charges (secretis criminationibus) made against him by Fabius Valens, another commander supporting the Vitellian revolt (1.64). While it is not a direct reference to Vitellius, it is used to describe someone within the circle of his supporters, with a hint of the power struggle lurking in the background. Suprisingly, another confirmation of the close ties between Vitellius and the word prodigus in Tacitus’ narration can be found in the Annals. The word is used there only once (2.48), when Tiberius ejects from the senate several “profligates” whose spendthrift ways impoverished them to such a degree that their wealth was no longer sufficient for a senatorial rank (prodigos et ob flagitia egentis): among them there is Quintus Vitellius, the brother of Lucius Vitellius and the uncle of the future emperor Aulus Vitellius53. Again, we can see here a connection with power (though this time senatorial, not imperial). The fact that every single reoccurrence of this word throughout the extant historical works of Tacitus relates, in a more or less oblique way, to Vitellius is surely significant. Another curious fact to be noted is that in Hist. 2.95, in the very same passage that contains one of the prodigus occurences, an important reference is made to the connection between Vitellius and Nero: he erects altars on the Campus Martius and orders a public sacrificial ceremony to the shades of Nero, conducted by the Augustales, a collegium of priests established under Tiberius for the Julian family54.

As we can see, all the prodigium occurrences in Historiae refer or allude to Vitellius (or Vitellians and the burning of the Capitol), in a more or less oblique manner. Even the phonetically similar prodigus serves the same function. To complete the picture, I shall briefly investigate the occurrences of this word in the Annals.

Details

Pages
548
Year
2023
ISBN (PDF)
9783631904442
ISBN (ePUB)
9783631904459
ISBN (Hardcover)
9783631897997
DOI
10.3726/b20969
Language
English
Publication date
2023 (June)
Keywords
Roman literature ancient history Magic and conjuring
Published
Berlin, Bern, Bruxelles, New York, Oxford, Warszawa, Wien, 2023. 548 pp.

Biographical notes

Justyna Migdał (Author)

Justyna Migdał has completed her Ph.D. in Classical Philology at the Jagiellonian University in Kraków. Her research focuses on magic in Ancient Rome, as well as Roman historiography and biography.

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Title: Magic as an Element of Political Debate in the Historiography and Imperial Biography of the 1st -5th Centuries AD
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550 pages