Figures of Utopia
Literature, Politics, Philosophy
Summary
With surefooted dialectical rigor, Figures of Utopia proposes a narratologically and philosophically astute new accounting of utopia’s enigmatic figural labors. Revivifying foundational texts, theories, and constitutional antinomies alike, Balasopoulos’s lucid, timely, and sweeping study not only maps the allegorical dynamics of utopian form but also affirms the unique ways that utopia’s multivalent estrangements live in and contend with history.
— Eric D. Smith, Professor of English, University of Alabama in Huntsville
Figures of Utopia brims with literary and philosophical brilliance and establishes Balasopoulos as a preeminent scholar of both Utopian Studies and Marxist hermeneutics. With daunting conceptual rigor and lucid exegesis, the essays in this volume track a long history of utopian textuality stretching from the ancient to the contemporary, and in so doing, Balasopoulos makes the demands of the "not yet" more legible, felt, and relevant.
— Sarah Hogan, Associate Professor of English, Wake Forest University
Excerpt
Table Of Contents
- Cover
- Title Page
- Copyright Page
- Dedication Page
- Contents
- Acknowledgements
- Note on the Text
- Figures and Illustrations
- Introduction Labors of the Figure: On Utopia and Textual Practice
- Text, Textual Practice, and Cognition
- The Errant Destiny of Writing
- Figure, Figuration, and Utopian Allegory
- Figures of Utopia
- Part I Originations: Of Cities, Politics, and Animals
- Chapter 1 The Fractured Image: Plato, the Greeks, and the Figure of the Ideal City
- The Duplicities of Oneness
- From Philosophy Without a City to the City Without Philosophy
- A Tale of Two Cities
- Chapter 2 Pigs in Heaven? Utopia, Animality, and Plato’s Hūopolis
- I
- II
- III
- Chapter 3 Celestial Cities and Rationalist Utopias
- Unity, Division, and the Classical Polis
- Between Philosophy and Religion: The Medieval Virtuous City
- Islands of Reason: Renaissance Utopias
- Part II Early Modern Novums
- Chapter 4 “The Latter End of [the] Commonwealth Forgets the Beginning”: Empire and Utopian Economics in Early Modern New World Discourse
- Chapter 5 “Suffer a Sea Change”: Spatial Crisis, Maritime Modernity, and the Politics of Utopia
- The Place of Non-Place: Painting, Text, Map
- Into the Great Wide Open: Disorientation, Distance, and Vacuum
- The Political Economy of Vacant Places: Commons and Enclosures
- Encounters: Modernity, Early and Late
- Chapter 6 “Utopiae Insulae Figura”: Utopian Insularity and the Politics of Form
- Utopian Islands and Humanist Minds
- Form as Content
- No Island is an Island
- Chapter 7 Dark Light: Utopia and the Question of Relative Surplus Population
- Part III Mundanity and Disruption: Modernity, Modernism, Utopia
- Chapter 8 The Dialectics of Reverie: Daydreaming and the (Un)Fair City
- Beauty and Justice
- Daydreaming as a Mode of Literary Cognition
- Reverie and Totality: Between Dystopia and Utopia
- Chapter 9 Ghosts of the Future: Marxism, Deconstruction, and the Afterlife of Utopia
- The Apparitional Unconscious
- Modalities of the Phantasmatic
- Doing Without
- What’s in a Name?
- Coda
- Chapter 10 Factories, Utopias, Decoration and Upholstery: On Utopia, Modernism and Everyday Life
- Modernity and the Spirit of the Quotidian
- The Dialectic of Boredom
- The Logic of Modernism
- Utopian Neutralization
- Always-Already Post-modern? Ontologico-Political Questions
- Part IV In Theory: Marxism and Utopia, Histories and Futures
- Chapter 11 Marxism and Utopia
- The Classical Matrix
- Under the Shadow of the Commune
- Crisis and Beyond: The Twentieth Century
- Conclusion
- Chapter 12 Anti-Anti-Utopia for Post-Socialist Times: Fredric Jameson’s An American Utopia in Perspective
- The Birth of Anti-Anti-Utopia
- Jamesonian Diagnostics
- More/Fourier/Marx/Lacan/Jameson: Therapeutic Play in An American Utopia
- Postscript Labors of the Figure II: On George Gavriel’s “Floating City”
- Works Cited
- Index
Acknowledgements
This book was completed a few months after the passing of Fredric Jameson, without whose decisive intellectual impact it could not have been written. My debt to him is immeasurable. Many others have been vital to its gestation over the years as critical interlocutors, valuable research guides and sources of enlightenment, engagement and inspiration: Tom Moylan, Phillip E. Wegner, Raffaella Baccolini, Michael Kelly, Joachim Fischer, Darko Suvin, Patricia McManus, Christopher Kendrick, Sarah Hogan, James Holstun, Richard Halpern, Crystal Bartolovich, Eric D. Smith, Timothy Brennan, Keya Ganguly, Christopher Connery, Paula Rabinowitz, Marty Roth, David Palumbo-Liu, Jennifer Wagner-Lawlor, Simos Zenios, Stella Achilleos, Peter Marks, Laurence Davis, Darren Webb, Nathaniel Coleman, Peter Brown, Daniel Selden, Mariano Paz, Fátima Vieira, Jorge Bastos da Silva, Kevin McNamara, Alexander Nehamas, Stathis Gourgouris, Tziovanis Georgakis, Christos Hadjioannou, Ioannis Trisokkas, Chrysa Moysidou, Evgenia Grammaticopoulou, Georgia Manoura, Apostolos Lampropoulos, Karin Boklund-Lagopoulou, Prabhakara Jha, Jorge León Casero, and Julia Urabayen.
My thanks also extend to Dimitri Gondikas at the Hellenic Studies Program, Princeton University, where a Stanley J. Seeger Fellowship got on me on the path to classical Greek study; to the University of California, Santa Cruz, for its warm hospitality and support during an unforgettable teaching-and-research quarter; to Stanford University, for allowing me to air some of the ideas of Chapter 9 in a brilliant and challenging academic environment; to the University of Limerick, for giving me several opportunities to talk and to listen to others talk on utopia; to the Cypriot artist George Gavriel, for his kind permission to use his “Floating City” on the cover page; to Yiannos Christoforou, for his prompt help with digital processing; and to the University of Cyprus, for all its institutional and material support over the years.
Note on the Text
In preparing this manuscript, several changes have been made to the original published version of the essays it contains (the introductory essay and the postscript being new work). The objectives were first, to eliminate redundancy and unnecessary repetition; second, to insert some important cross-referencing points that link the different essays; third, to occasionally revise phrasing, add a few more recent bibliographical references, and eliminate errors in the original publications; and last, to provide more extensive versions when this was possible and desirable (especially in Chapters 1, 3, 4, 5, 10, and 12). The principal intention has been to enhance the thematic cohesion and methodological unity of this volume.
Throughout this volume, the term Utopia in italics is reserved exclusively for Thomas More’s text. So are the capitalized adjective Utopian (Utopian citizens, Utopian economy, etc.), which refers exclusively to aspects of the society of Thomas More’s Utopia, and the capitalized noun Utopians. Exceptions to this rule comprise first-word capitalization in chapter and section titles and in Works Cited, and the preservation of the capitalized variant in reference to the broader genre, tradition, and concept in citations from other scholars. In my own use, references to the broader genre, tradition, and concept are always uncapitalized to facilitate distinction from specific references to More’s text: “utopia,” “utopian,” “utopic.”
Chapter 1, “The Fractured Image: Plato, the Greeks, and the Figure of the Ideal City,” appearing here in revised and slightly extended form, was originally published in Exploring the Utopian Impulse: Essays on Utopian Thought and Practice, edited by Tom Moylan and Michael Griffin (Peter Lang, 2007). It is published with the kind permission of Peter Lang.
Chapter 2, “Pigs in Heaven? Utopia, Animality and Plato’s Hūopolis,” appearing here in revised and slightly extended form, was originally published in The Epistemology of Utopia: Rhetoric, Theory and Imagination, edited by Jorge Bastos da Silva (Cambridge Scholars Publishing, 2013). It is published with the kind permission of Cambridge Scholars Publishing.
Chapter 3, “Celestial Cities and Rationalist Utopias,” appearing here in revised and moderately extended form, was originally published in The Cambridge Companion to the City in Literature, edited by Kevin McNamara (Cambridge University Press, 2014). It is published with the kind permission of Cambridge University Press.
Chapter 4, “‘The Latter End of [the] Commonwealth Forgets the Beginning’: Empire and Utopian Economics in Early Modern New World Discourse,” appearing here in revised and moderately extended form, was originally published in Gramma: Journal of Theory and Criticism, vol. 9 (2001). It is published with the kind permission of the journal.
Chapter 5, “‘Suffer a Sea Change’: Spatial Crisis, Maritime Modernity, and the Politics of Utopia,” appearing here in revised and moderately extended form, was originally published in Cultural Critique no. 63 (Spring 2006). It is published with the kind permission of Cultural Critique and the University of Minnesota Press.
Chapter 6, “‘Utopiae Insulae Figura’: Utopian Insularity and the Politics of Form,” appearing here in revised form, was originally published in a special issue on insularity in Transtext(e)s-Transcultures 跨文本跨文化: Journal of Global Cultural Studies, Hors série 2008. It is published with the kind permission of the journal.
Chapter 7, “Dark Light: Utopia and the Question of Surplus Population,” appearing here in revised form, was originally published in Utopian Studies, vol. 27, no. 3 (2016). It is published with the kind permission of the Pennsylvania State University Press.
Chapter 8, “The Dialectics of Reverie: Daydreaming and the (Un)Fair City,” appearing here in revised form, was originally published in Utopia, Ideology, and Equity in Urban Texts: Fair and Unfair Cities, edited by Michael G. Kelly and Mariano Paz (Palgrave Macmillan, 2023). It is published with the kind permission of Springer/Palgrave Macmillan.
Chapter 9, “Ghosts of the Future: Marxism, Deconstruction, and the Afterlife of Utopia,” appearing here in revised form, was originally published in Theory & Event, vol. 12, no. 3 (2009). It is published with the kind permission of the Johns Hopkins University Press.
Chapter 10, “Factories, Utopias, Decoration and Upholstery: On Utopia, Modernism and Everyday Life,” appearing here in revised and slightly extended form, was originally published in Utopian Studies vol. 25, no. 2 (2014). It is published with the kind permission of the Pennsylvania State University Press.
Chapter 11, “Utopia and Marxism,” appearing here in revised form, was originally published as “Marxism” in the Palgrave Handbook of Utopian and Dystopian Literature, edited by Fatima Vieira, Jennifer Wagner-Lawlor and Peter Marks (Palgrave Macmillan, 2022). It is published with the kind permission of Springer/Palgrave Macmillan.
Chapter 12, “Anti-Anti-Utopia for Post-Socialist Times: Jameson’s An American Utopia in Perspective,” appearing here in revised and moderately extended form, was originally published in Rethinking Democracy for Post-Utopian Worlds: Alternative Political Projects After the Sovereign State, edited by Jorge León Casero and Julia Urabayen (Palgrave Macmillan, 2024). It is published with the kind permission of Springer/Palgrave Macmillan.
Figures and Illustrations
Figure 1: Plato’s contemporary Athens as ideological mediation between two mythical prototypes
Figure 2: Magnesia (The Laws) as ideological mediation between Kallipolis and Atlantis
Figure 3: Semiotic relations between forms of accumulation, animal slaughter, and expenditure in Thomas More’s Utopia
Figure 4: Ideologemes operative in the semiotic system comprised of forms of accumulation, killing, and expenditure in Thomas More’s Utopia
Figure 5: Complex system of ideological relations subtending the economics of Thomas More’s Utopia
Figure 6: Generic possibilities deriving from utopia
Illustration 1: Hans Holbein the Younger, Jean de Dinteville and Georges de Selve (“The Ambassadors”), 1533. National Gallery, London. Public domain, Wikimedia Commons
Illustration 2: World map from Claudius Ptolemy’s Geographica, 1482. Reproduced by permission of the British Library
Illustration 3: Martin Waldseemüller, Universalis cosmographia secundum Ptholomaei traditionem et Americi Vespucii aliorumque lustrationes. World map published along with Waldseemüller’s Cosmographiae Introductio, 1507. Public domain, Wikimedia Commons
Illustration 4: Diagrammatic world map, from St. Isidore’s Etymologies, eleventh century. Reproduced with permission by the British Library
Illustration 5: Fool’s cap map of the world, ca. 1580. Bodleian Library. Public domain, Wikimedia Commons
Illustration 6: Ambrosius Holbein, woodcut for Sir Thomas More, Utopia. First edition, Dirk Martens, Louvain, 1516. Bibliothèque National de France. Public domain, Wikimedia Commons
Illustration 7: George Gavriel, “Floating City.” Larnaca Biennale, Cyprus, 2001. With permission from the artist
Illustration 8: Edmond Coppin, Engraving of Laputa. From Jonathan Swift’s Gulliver’s Travels, French edition as Voyages de Gulliver, Paris: Bibliothèque Nationale, 1875. Under licence from Album Archivo Fotográfico, S.L.
INTRODUCTION Labors of the Figure: On Utopia and Textual Practice
The essays that comprise this volume span almost twenty-five years of research in utopian studies. It is a long time, especially for a project that does not aspire to be either comprehensive (it is, on the contrary, quite eclectic in its choice of primary texts) or definitive (it does not pretend to offer an overarching genre theory of utopia or to define it in all its literary, political, and philosophical guises). Something, therefore, needs to be said in the form of an explanation of and accounting for the raison d’être of this volume, which, methodologically speaking, is at once modest and ambitious. Let me then articulate the theoretical foundations of the hermeneutic inquiries that comprise it.
Text, Textual Practice, and Cognition
The first of these is that utopia is a kind of text. This might seem alternately banally self-evident and inadmissible, depending on where one stands. Lyman Tower Sargent has divided the more general category of “utopianism” into three discrete incarnations—utopian literature, utopian social theory, and the construction and experience of intentional communities (1994: 4). But the nature of these three subcategories is not simply divergent; it is fundamentally heterogeneous. If “utopia” is the name of something posited not simply as “better” than the world we live in, but also as inexistent—if its privative etymological dimension is taken seriously, in other words—intentional communities, which are of course real, are not “utopian” in the same way that utopian literature and utopian social theory are: they represent aspirations to live better, but they reject the impossibility of these aspirations, by definition.
Utopian social theory, on the other hand, differs in several ways from utopian literature—central among which is that at least some utopian social theorists have believed its proposals and schemes to be eminently and immediately realizable. This does not cancel out the fact that these proposals and schemes were not realized in any complete form and thus, that the worlds they imagine remain fundamentally and pre-eminently existent within them as texts; still, in the minds of both their authors and some of their readers, they were more than exercises in textuality. Literary utopias, finally, embody the dual registers of the term “utopia”—the aspiration to a better social existence and the admission of its inexistence and even impossibility in the actual world—more radically: in them, “utopia” is consciously (and sometimes playfully) something whose place and time are those of the written text, something that has no existence except as text.
In the volume at hand, then, the fundamental assumption is that of Louis Marin’s Utopics: “Utopia is first and foremost a text, a narrative that frames a description to which it ascribes its conditions of possibility” (it is rather vital to add, its conditions of possibility within the text, as text) (1984: 57). While the subtitle of the present volume names contents that exceed the domain of literature (namely, politics and philosophy), these contents are treated as consubstantial with literature as regards their textual nature: the philosophical utopia is no less textual than its literary counterpart, and “politics” is a question both literary and philosophical utopianism address textually (and mostly anti-politically) rather than within the world of actual political practices.
The second methodological principle of my approach has been spelled out most clearly and explicitly by Fredric Jameson in his review of Marin’s seminal work. It is that the utopian text (whether literary, philosophical, or socio-political) is not simply a representation but also “a determinate type of praxis.” In Jameson’s own words, it has less to do “with the construction and perfection of someone’s ‘idea’ of a ‘perfect society’ than it does with a concrete set of mental operations to be performed on a determinate type of raw material given in advance, which is contemporary society itself—or, what amounts to the same thing, those collective representations of contemporary society that inform our ideologies just as they order our experience of daily life” (2008b: 392; emphasis added). This position suggests that the “impossibility” associated with the utopian text is not something identical to its presumed triviality or unrealizability. Utopian texts (utopias considered as texts) do something; they expend imaginative energy on reworking, reprocessing, or reconfiguring the “raw material” of existing social relations.
The central dimension of this reworking that Jameson discusses in Marin’s analysis is “neutralization,” a process that results from exploring the rich possibilities logically inherent in an initial and simple relation of antithesis.1 Considered in this fashion, utopian texts are ones that do not resolve antinomies (i.e., refractions of social contradictions in the realms of ideology and culture) (Jameson 2008b: 401), for, to begin with, social contradictions are not properly “resolved” in history itself. Rather, they are disarticulated and re-organized into new configurations (402).2 Instead of providing solutions, therefore, the textual practice involved in utopias aims rather to “bring the mind up short before its ideological limits” (400)—to confront it with an impossibility that has become concrete and determinate and therefore finite as well: not a boundless and well-nigh natural condition against which the imagination can only feel stunned and impotent, but an obstacle that might perhaps one day be overcome.3
Perhaps the most powerful allegory of this paradoxical schema, wherein hope in social transformation is nourished rather than atrophied by the exploration of the “walls” of the existing social system, has been provided by Lu Xun’s Preface to his collection of stories, Outcry. In this explicit revision of Plato’s allegory of the cave in The Republic, a friend of the author is said to have asked him to contribute to a new progressive magazine some ten years after the failure of the republican revolution (and, if we go by publication date, only a year after the foundation of the Communist Party of China). The author’s persona retorts by asking this friend to conjure something more terrifying and gruesome than the Platonic cave, where iron-bound prisoners had been imagined as forced to endlessly watch the pale simulacra of true ideas, projected as so many pitiful shadows. The task this time is to imagine “an iron house,” without doors or windows, full of “sound sleepers” who are all about “to suffocate to death” (2009: 19). Would it not be cruel, the author’s persona asks, to wake them up to nothing but the hopeless agony of the condemned? His friend replies that even if only a few awaken in time, “there is still hope—hope that the iron house may one day be destroyed.” The author’s persona then relents, noting that because “hope is a thing of the future,” he himself, despite his intense pessimism, could not fully refute its provenance. He therefore agrees to contribute to the journal (19).
But the friend’s retort, while seemingly naive (since he in no way responds to the grim objections raised by the author’s persona), as well as the author’s puzzling willingness to accept it as legitimate, mask as much as they reveal about the ontological grounding of hope: it is not simply that, to the extent that hope belongs to and finds its horizon in the future, it can never be fully negated or snuffed out in the present. It is also, and more importantly, that the very description of the asphyxiating enclosure of the “iron house” and of the predicament of those trapped hopelessly inside it always already presupposes and enacts a position outside it. To view despair and futility as a total condition, Lu Xun’s authorial persona has first had to step outside their immediate sphere of impact. Indeed, the prior mental escape from the “iron house” is the structural precondition for conceiving it in the first place. Hence, the impotence that Lu Xun’s persona imagines for the dwellers of the iron house of pre-communist Chinese society is only the represented object of the negative potency of a subject. Because it is not exhausted in the content of what it thinks but is in fact already, as it were, strengthened by the externality (or bracketing) of the enclosure-defying future, this subject is precisely utopian. To put it otherwise: what appears, at first sight, to be a parable about pure social and historical despair reveals its hidden utopian lining by installing futural rupture within the (narrative) present; and the (utopian) future is nothing but that vantage point through which the asphyxiating closure of the present can be “objectively” depicted by a subject that has already escaped it and is imagining it, in effect, retroactively, as if it were already a mere memory of the dystopian past.4
This leads us to the third theoretical foundation of the present volume: conceived in terms of textual practice, utopias have a cognitive function; they perform a certain—admittedly figural and “preconceptual” (Jameson 2008b: 400)—operation, which consists in the negative identification and determination of the limits of the socially imaginable so that its outside or beyond can be anticipated (though never fully conceptualized).5 Thus, already in his 1971 Marxism and Form, Jameson remarks:
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- Figures of Utopia: Literature, Politics, Philosophy Antonis Balasopoulos Jacques Derrida Fredric Jameson Marxism William Morris Edward Bellamy Thomas More Plato Literary Geography Literary Theory and Criticism Early Modern Studies Classics Comparative Literature Philosophy Utopias and Utopianism Politics
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